The Financial Services Guide is an important document containing information for investors about financial services that UBS provides.

This includes information about:-

• The services and products we offer
• Commissions, fees and other remuneration relating to the services and products
• Complaints and dispute resolution procedures
• How you can contact us.

For UBS AG, Australia Branch, please see the attached Financial Services Guide (pdf).

For UBS Securities Australia Limited:-

• for Wholesale Broking clients, please see the attached Financial Services Guide (pdf)

Products and services in this web site may not be available for residents of certain jurisdictions. Please consult the restrictions relating to the product or service in question for further information. Activities with respect to US securities are conducted through UBS Securities LLC, a US broker dealer. Member of SIPC.

For information as to which entity provides the services in each jurisdiction,
click here.

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