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Trading and Brokerage Services

(A) Pasternak Holdings Limited, license number CIF050/04, provides trading and brokerage services covering Russian Equities including ADRs and GDRs.

According to its license the company can offer the following services in regards to transferable Securities:

Investment Services

• Reception and Transmission of orders on behalf of third parties;
  
  
• Execution of orders on behalf of third parties;
  
  
• Dealing on own account.

No-Core Services

• Granting of credits or loans to third parties (clients), for the carrying out of transactions involving the financial instruments for which the companies are licensed to provided services for, where the firm which grants the credit or loan participates in the said transactions

(B) UBS Advisory Services Limited, license number CIF051/04, provides trading and brokerage services covering Russian Equities including ADRs and GDRs.

According to its license the company can offer the following services in regards to transferable Securities:

Investment Services

• Reception and Transmission of orders on behalf of third parties;
  
  
• Execution of orders on behalf of third parties;
  
  
• Dealing on own account.

No-Core Services

• Granting of credits or loans to third parties (clients), for the carrying out of transactions involving the financial instruments for which the companies are licensed to provided services for, where the firm which grants the credit or loan participates in the said transactions
  
  
• Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
  
  
• Services related to underwriting

(C) Fenway Services Limited, license number CIF052/04, provides trading and brokerage services covering, Russian Equities including ADRs and GDRs, Russian Equity Derivatives, Ukrainian and Kazakhstan Equities.

According to its CySEC license the company can offer the following services in regards to
(i) Transferable Securities, and, (ii) Options to acquire or dispose of any financial instrument:

Investment Services

• Reception and Transmission of orders on behalf of third parties;
  
  
• Execution of orders on behalf of third parties;
  
  
• Dealing on own account.

No-Core Services

• Safekeeping or administration of the financial instruments for which the company is licensed to provide services for;
  
  
• Granting of credits or loans to third parties (clients), for the carrying out of transactions involving the financial instruments for which the company is licensed to provide services for, where the firm which grants the credit or loan participates in the said transactions.

Product Descriptions and Risk Warnings

Please select the document below to view information on Product Descriptions and Risk Warnings. This document contains information about Financial Instruments (as defined by the rules of the Cyprus Securities and Exchange Commission) and investment strategies, including guidance on and warnings of the risks associated with those Financial Instruments.

Product Description and Risk Warnings

Products and services in this web site may not be available for residents of certain jurisdictions. Please consult the restrictions relating to the product or service in question for further information. Activities with respect to US securities are conducted through UBS Securities LLC, a US broker dealer. Member of SIPC.

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