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Trading and Brokerage Services

(A) UBS Advisory Services Limited, license number CIF051/04

According to its license the company can offer the following services in regards to Transferable securities, Units in collective investment undertakings (only for 'Investment advice'), Money-market instruments (only for ‘Investment advice’), Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash (only for ‘Investment advice’):

Investment Services

• Reception and Transmission of orders in relation to one or more financial instruments;
  
  
• Investment advice

Non-Core Services

• Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
  
  
• Services related to underwriting

(B) Fenway Services Limited, license number CIF052/04, provides trading and brokerage services covering, Russian Equities including ADRs and GDRs, Russian Equity Derivatives, Ukrainian and Kazakhstan Equities.

According to its CySEC license the company can offer the following services in regards to Transferable securities, Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash (only for ‘Dealing on own account’):

Investment Services

• Reception and Transmission of orders in relation to one or more financial instruments;
  
  
• Execution of orders on behalf of clients;
  
  
• Dealing on own account.

Non-Core Services

• Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.

Product Descriptions and Risk Warnings

Please select the document below to view information on Product Descriptions and Risk Warnings. This document contains information about Financial Instruments (as defined by the rules of the Cyprus Securities and Exchange Commission) and investment strategies, including guidance on and warnings of the risks associated with those Financial Instruments. Please note, that the scope of Financial Instruments described in this document and offered by Fenway Services Limited and UBS Advisory Services Limited is limited to those determined by the Cyprus Securities and Exchange Commission under relevant licenses granted to each of the above companies (the types of Financial Instruments per each company are described above).

Product Description and Risk Warnings

Products and services in this web site may not be available for residents of certain jurisdictions. Please consult the restrictions relating to the product or service in question for further information. Activities with respect to US securities are conducted through UBS Securities LLC, a US broker dealer. Member of SIPC.

For information as to which entity provides the services in each jurisdiction,
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